Filing Details
- Accession Number:
- 0001437749-15-019647
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-04 17:00:19
- Reporting Period:
- 2015-11-02
- Filing Date:
- 2015-11-04
- Accepted Time:
- 2015-11-04 17:00:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790715 | Sigma Designs Inc | SIGM | Semiconductors & Related Devices (3674) | 942848099 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 903902 | Q Thinh Tran | C/O Sigma Designs, Inc. 47467 Fremont Blvd Fremont CA 94538 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-11-02 | 38,494 | $8.86 | 842,231 | No | 4 | S | Indirect | Family Trust |
| Common Stock | Disposition | 2015-11-03 | 11,506 | $8.87 | 830,725 | No | 4 | S | Indirect | Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Family Trust |
| No | 4 | S | Indirect | Family Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 80,000 | Direct |
Footnotes
- Shares sold by Thinh Q. Tran & Hanh Nguyen TTEE Thinh Q. Tran Family Trust (the "Trust"). The reported sales were made pursaunt to a Rule 10b5-1 trading plan.
- The price represents the weighted average sales price for multiple transactions reported on this line. The price of the transactions reported on this line range between $8.73 and $9.065 per share. Upon request by Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within the range.
- The price represents the weighted average sales price for multiple transactions reported on this line. The price of the transactions reported on this line range between $8.77 and $8.99 per share. Upon request by Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within the range.
Billionaire Hedge Funds
