Filing Details

Accession Number:
0001209191-15-078461
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-04 16:53:05
Reporting Period:
2015-11-02
Filing Date:
2015-11-04
Accepted Time:
2015-11-04 16:53:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
798354 Fiserv Inc FISV Services-Computer Processing & Data Preparation (7374) 391506125
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368169 J Thomas Hirsch 255 Fiserv Drive
Brookfield WI 53045
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-02 25,000 $27.35 92,996 No 4 M Direct
Common Stock Disposition 2015-11-02 15,961 $96.80 77,035 No 4 F Direct
Common Stock Acquisiton 2015-11-02 38,740 $27.11 115,775 No 4 M Direct
Common Stock Disposition 2015-11-02 24,680 $96.86 91,095 No 4 F Direct
Common Stock Acquisiton 2015-11-02 48,424 $27.11 139,519 No 4 M Direct
Common Stock Disposition 2015-11-02 30,848 $96.89 108,671 No 4 F Direct
Common Stock Acquisiton 2015-11-02 88,248 $16.37 196,919 No 4 M Direct
Common Stock Disposition 2015-11-02 51,286 $96.89 145,633 No 4 F Direct
Common Stock Acquisiton 2015-11-02 50,000 $23.85 195,633 No 4 M Direct
Common Stock Disposition 2015-11-02 31,009 $96.81 164,624 No 4 F Direct
Common Stock Disposition 2015-11-02 96,628 $96.66 67,996 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-02 25,000 $0.00 25,000 $27.35
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-02 38,740 $0.00 38,740 $27.11
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-02 48,424 $0.00 48,424 $27.11
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-02 88,248 $0.00 88,248 $16.37
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-02 50,000 $0.00 50,000 $23.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-02-23 2017-02-23 No 4 M Direct
0 2011-02-27 2018-02-27 No 4 M Direct
0 2009-02-27 2018-02-27 No 4 M Direct
0 2010-02-26 2019-02-26 No 4 M Direct
33,320 2011-02-24 2020-02-24 No 4 M Direct
Footnotes
  1. Transactions reported herein are for estate and financial planning purposes in anticipation of previously announced retirement on March 31, 2016.
  2. Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
  3. This transaction was executed in multiple trades at prices ranging from $96.30 to $96.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This option vested in five equal installments on the grant date, February 23, 2007, and on each anniversary of the grant date.
  5. This option vested in three equal installments on each anniversary of the grant date, February 27, 2008.
  6. This option vested in three equal installments on each anniversary of the grant date, February 26, 2009.
  7. This option, representing a right to purchase a total of 83,320 shares, vested in three equal installments on each anniversary of the grant date, February 24, 2010.