Filing Details

Accession Number:
0001140361-15-039684
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-04 16:33:16
Reporting Period:
2015-11-02
Filing Date:
2015-11-04
Accepted Time:
2015-11-04 16:33:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1347858 22Nd Century Group Inc. XXII Cigarettes (2111) 980468420
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1508751 Robert Michael Moynihan 9530 Main Street
Clarence NY 14031
Vice President Of R&D No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-02 31,060 $1.39 1,007,874 No 4 S Direct
Common Stock Disposition 2015-11-03 18,940 $1.42 988,934 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant to Purchase $2.20 2011-01-25 2016-01-25 325,154 325,154 Direct
Common Stock Warrant to Purchase $1.20 2011-01-25 2016-01-25 6,216 6,216 Direct
Common Stock Warrant to Purchase $0.60 2012-05-15 2017-05-15 150,000 150,000 Direct
Common Stock Stock Option (right to purchase) $0.69 2012-05-18 2022-05-18 100,000 100,000 Direct
Common Stock Stock Option (right to purchase) $0.80 2013-02-25 2023-02-25 75,000 75,000 Direct
Common Stock Stock Option (right to buy) $0.96 2016-02-16 2025-02-16 194,529 194,529 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-25 325,154 325,154 Direct
2016-01-25 6,216 6,216 Direct
2017-05-15 150,000 150,000 Direct
2022-05-18 100,000 100,000 Direct
2023-02-25 75,000 75,000 Direct
2025-02-16 194,529 194,529 Direct
Footnotes
  1. Shares sold pursuant to Rule 10b5-1 trading plan maintained by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.36 to $1.43, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth herein.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.38 to $1.47, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth herein.