Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-11-04 16:06:43
Reporting Period:
Filing Date:
Accepted Time:
2015-11-04 16:06:43
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1091862 Chemtura Corp CHMT Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) 522183153
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454769 S. Billie Flaherty 199 Benson Road
Middlebury CT 06749
Evp, Gnrl. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-03 3,125 $31.86 63,855 No 4 S Direct
Common Stock Acquisiton 2015-11-03 5,038 $20.50 68,893 No 4 M Direct
Common Stock Disposition 2015-11-03 5,038 $31.88 63,855 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-03 5,038 $0.00 5,038 $20.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,114 2023-03-01 No 4 M Direct
  1. The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Includes 145 shares acquired under the Chemtura Corporation 2012 Employee Stock Purchase Plan on September 30, 2015.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.86 to $31.88, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
  4. This option initially represented a right to purchase a total of 20,152 shares. As of March 1, 2015, 13,434 stock options have become exercisable. The remaining 6,718 stock options vest on March 1, 2016.