Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-11-04 16:06:38
Reporting Period:
Filing Date:
Accepted Time:
2015-11-04 16:06:38
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1091862 Chemtura Corp CHMT Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) 522183153
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454798 M Alan Swiech 199 Benson Road
Middlebury CT 06749
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-02 23,006 $16.03 93,416 No 4 M Direct
Common Stock Disposition 2015-11-02 23,006 $31.87 70,410 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-02 23,006 $0.00 23,006 $16.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-10 No 4 M Direct
  1. The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.57 to $32.10, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within.
  3. This option, which initially represented a right to purchase a total of 46,012 shares (23,006 of which were purchased on October 9, 2015), became exercisable in three equal installments on the date of grant, March 31, 2012 and March 31, 2013.