Filing Details

Accession Number:
0000950103-15-008695
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-04 16:03:20
Reporting Period:
2015-11-03
Filing Date:
2015-11-04
Accepted Time:
2015-11-04 16:03:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
759944 Citizens Financial Group Inc CFG State Commercial Banks (6022) 050412693
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
729153 Plc Scotland Of Bank Royal 36 St. Andrew Square
Edinburgh X0 EH2 2YB
No No Yes No
844150 Plc Group Scotland Of Bank Royal 36 St. Andrew Square
Edinburgh X0 EH2 2YB
No No Yes No
1619969 Ltd. Holdings International Rbsg 24/25 St. Andrew Square
Edinburgh X0 EH2 1AF
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-03 110,461,782 $23.38 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by RBSG International Holdings Limited in connection with the Issuer's registered follow-on offering (the "Follow-on Offering"), which closed on November 3, 2015. The material terms of the Follow-on Offering are described in the prospectus supplement dated October 29, 2015, filed by the Issuer with the U.S. Securities and Exchange Commission on November 2, 2015.
  2. This amount represents the $23.38 per share price of Common Stock received by RBSG International Holdings Limited in connection with the Follow-on Offering.
  3. Following the sale of 110,461,782 shares of Common Stock in the Follow-on Offering, RBSG International Holdings Limited, a wholly owned subsidiary of The Royal Bank of Scotland Group plc, has fully exited its stake in the Issuer's Common Stock.