Filing Details

Accession Number:
0001318148-15-000028
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-10-30 16:38:05
Reporting Period:
2015-09-16
Filing Date:
2015-10-30
Accepted Time:
2015-10-30 16:38:05
Original Submission Date:
2015-09-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056288 Federated Investors Inc FII Investment Advice (6282) 251111467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1061432 W John Mcgonigle Federated Investors, Inc.
1001 Liberty Avenue
Pittsburgh PA 15222-3779
Vice-Chairman, Sec, Evp Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2015-09-16 6,704 $0.00 1,954,878 No 5 G Indirect Held indirectly by Fairview Partners, L.P.
Class B Common Stock Disposition 2015-09-16 15,639 $0.00 1,954,878 No 4 S Indirect Held indirectly by Fairview Partners, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Held indirectly by Fairview Partners, L.P.
No 4 S Indirect Held indirectly by Fairview Partners, L.P.
Footnotes
  1. The reported securities are held by Fairview Partners, a limited partnership of which 713 Investment Corp. is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On September 16, 2015, the reporting person and his wife gifted partnership interest to their children and grandchildren. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.
  2. Box 4 of original Form 4 filed September 18, 2015 indicated that an estimated 6,704 shares of Federated Investors, Inc. Class B Common Stock were transferred as a result of Mr. McGonigle and his wife gifting partnership interests in Fairview Partners, L.P. to their children and grandchildren. The estimated number of shares was provided because the percentage partnership interest in Fairview Partners, L.P. was subject to an independent valuation. Subsequent to the September 18, 2015 filing, the independent valuation was performed and it was determined that 6,704 shares had actually been transferred as a result of the gifting.
  3. The reported securities are held by Fairview Partners, a limited partnership of which 713 Investment Corp. is the sole general partner. Mr. McGonigle and his wife are shareholders and directors of 713 Investment Corp. On September 16, 2015, the reporting person and his wife sold a 0.80% interest in Fairview Partners, L.P. to The John W. and Mary Ita McGonigle Grantor Dynasty Trust established for the benefit of the reporting person's Descendants. The interest was sold in exchange for a note, equal to the value of the 0.80% partnership interest and was done for family wealth transfer purposes. The Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. was valued at $31.53 per share on the date of the transaction. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.
  4. Box 4 of original Form 4 filed September 18, 2015 indicated that an estimated 15,639 shares of Federated Investors, Inc. Class B Common Stock were transferred as a result of the sale of a 0.80% interest in Fairview Partners, L.P. to The John W. and Mary Ita McGonigle Grantor Dynasty Trust established for the benefit of the reporting person's Descendants. The estimated number of shares was provided because the percentage partnership interest in Fairview Partners, L.P. was subject to an independent valuation. Subsequent to the September 18, 2015 filing, the independent valuation was performed and it was determined that 15,639 shares had actually been transferred as a result of the sale.