Filing Details

Accession Number:
0001397635-15-000004
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-10-30 13:40:18
Reporting Period:
2015-10-23
Filing Date:
2015-10-30
Accepted Time:
2015-10-30 13:40:18
Original Submission Date:
2015-10-29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1100917 Onvia Inc ONVI Services-Business Services, Nec (7389) 911859172
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1386980 F James Adelson 15 East 5Th Street, Suite 3200
Tulsa OK 74103
No No Yes No
1386981 J Stephen Heyman 15 East 5Th Street, Suite 3200
Tulsa OK 74103
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-10-23 115 $4.07 1,593,884 No 4 S Indirect See Footnote #2
Common Stock Disposition 2015-10-29 1,586 $4.00 1,592,298 No 4 S Indirect See Footnote #4
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote #2
No 4 S Indirect See Footnote #4
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $4.07 to $4.09 inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. These shares include 1,236,481 shares directly owned by Asamara, LLC, and 357,403 shares directly owned by Nadel and Gussman Energy, LLC.
  3. This transaction was executed in multiple trades at prices ranging from $4.00 to $4.09 inclusive. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. These shares include 1,236,481 shares directly owned by Asamara, LLC, and 355,817 shares directly owned by Nadel and Gussman Energy, LLC.