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Filing Details

Accession Number:
0001140361-15-039058
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-30 11:25:13
Reporting Period:
2015-10-28
Filing Date:
2015-10-30
Accepted Time:
2015-10-30 11:25:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
909791 Ultratech Inc UTEK Special Industry Machinery, Nec (3559) 943169580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1056973 P L Capital Carlson 2100 Mckinney Ave
Ste 1800
Dallas TX 75201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-28 4,487 $15.39 3,284,001 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2015-10-28 27,300 $15.74 3,311,301 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2015-10-28 27,300 $15.74 3,338,601 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2015-10-29 27,450 $15.60 3,366,051 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Footnotes
  1. The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.
  2. Mr. Clint D. Carlson, a United States citizen, who serves as president of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.