Filing Details

Accession Number:
0001127602-15-029771
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-29 13:15:07
Reporting Period:
2015-08-14
Filing Date:
2015-10-29
Accepted Time:
2015-10-29 13:15:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
66740 3M Co MMM Surgical & Medical Instruments & Apparatus (3841) 410417775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614139 K Khandpur Ashish 3M Center
St. Paul MN 55144-1000
Sr. Vp, Chief Tech. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-28 309 $101.49 1,061 No 4 M Direct
Common Stock Disposition 2015-10-28 309 $156.49 752 No 4 S Direct
Common Stock Acquisiton 2015-10-28 155 $126.72 907 No 4 M Direct
Common Stock Disposition 2015-10-28 155 $156.49 752 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2015-08-14 85 $0.00 85 $0.00
Common Stock Restricted Stock Units Disposition 2015-08-14 93 $0.00 93 $0.00
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2015-08-14 156 $0.00 156 $101.49
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2015-08-14 313 $0.00 313 $126.72
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2015-10-28 309 $0.00 309 $101.49
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2015-10-28 155 $0.00 155 $126.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 J Indirect
0 No 4 J Indirect
309 2014-02-05 2023-02-03 No 4 J Indirect
155 2015-02-04 2024-02-02 No 4 J Indirect
0 2014-02-05 2023-02-03 No 4 M Indirect
0 2015-02-04 2024-02-02 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 752 Indirect by Spouse
Common Stock 728 Indirect Spouse 401k/paesop
Footnotes
  1. Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
  2. Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
  3. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
  4. On August 14, 2015, the Issuer cancelled the option of 85 shares of 3M Common Stock granted to the reporting person on 2/4/2014, due to termination of service.
  5. The restricted stock units will vest on 2/4/2017.
  6. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
  7. On August 14, 2015, the Issuer cancelled the option of 93 shares of 3M Common Stock granted to the reporting person on 2/5/2013, due to termination of service.
  8. The restricted stock units will vest on 2/5/2016.
  9. This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
  10. On August 14, 2015, due to termination of service, the unvested portion of the option could not be exercised.
  11. This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014).