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Filing Details

Accession Number:: 0001225208-15-019965
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-10-29 10:07:17
Reporting Period:: 2015-10-27

Filing Date:: 2015-10-29
Accepted Time:: 2015-10-29 10:07:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1245652	G Laurie Hylton	Two International Place Eaton Vance Boston MA 02110	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2015-10-27	31,024	$24.27	180,732	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2015-10-27	4,119	$24.27	184,851	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2015-10-27	2,797	$35.76	182,054	No	4	F	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2015-10-27	21,000	$35.82	161,054	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2015-10-27	4,119	$0.00	4,119	$24.27
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2015-10-27	31,024	$0.00	31,024	$24.27

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
31,024		2015-11-01	No	4	M	Direct
0		2015-11-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	18,623	Direct
Eaton Vance Corp. Non-Voting Common Stock	9,080	Indirect	By Custodian For Children
Eaton Vance Corp. Common Stock (Voting)	18,623	Indirect	By Voting Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$29.39	2016-11-01	31,864	31,864	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$47.23	2017-11-01	19,672	19,672	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.69	2020-11-01	10,594	10,594	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$24.46	2021-11-01	11,455	11,455	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.23	2022-11-01	20,861	20,861	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$41.90	2023-11-01	32,240	32,240	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$27.50	2019-11-02	11,722	11,722	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.46	2018-11-03	13,730	13,730	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$36.71	2024-11-03	51,360	51,360	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-11-01	31,864	31,864	Direct
2017-11-01	19,672	19,672	Direct
2020-11-01	10,594	10,594	Direct
2021-11-01	11,455	11,455	Direct
2022-11-01	20,861	20,861	Direct
2023-11-01	32,240	32,240	Direct
2019-11-02	11,722	11,722	Direct
2018-11-03	13,730	13,730	Direct
2024-11-03	51,360	51,360	Direct

Footnotes

All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Walter A. Row, David M. Stein, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ and John L. Shea are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.