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Filing Details

Accession Number:
0001225208-15-019965
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-29 10:07:17
Reporting Period:
2015-10-27
Filing Date:
2015-10-29
Accepted Time:
2015-10-29 10:07:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350797 Eaton Vance Corp EV Investment Advice (6282) 042718215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245652 G Laurie Hylton Two International Place
Eaton Vance
Boston MA 02110
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2015-10-27 31,024 $24.27 180,732 No 4 M Direct
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2015-10-27 4,119 $24.27 184,851 No 4 M Direct
Eaton Vance Corp. Non-Voting Common Stock Disposition 2015-10-27 2,797 $35.76 182,054 No 4 F Direct
Eaton Vance Corp. Non-Voting Common Stock Disposition 2015-10-27 21,000 $35.82 161,054 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) Disposition 2015-10-27 4,119 $0.00 4,119 $24.27
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) Disposition 2015-10-27 31,024 $0.00 31,024 $24.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,024 2015-11-01 No 4 M Direct
0 2015-11-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Voting Trust Receipt 18,623 Direct
Eaton Vance Corp. Non-Voting Common Stock 9,080 Indirect By Custodian For Children
Eaton Vance Corp. Common Stock (Voting) 18,623 Indirect By Voting Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $29.39 2016-11-01 31,864 31,864 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $47.23 2017-11-01 19,672 19,672 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $28.69 2020-11-01 10,594 10,594 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $24.46 2021-11-01 11,455 11,455 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $28.23 2022-11-01 20,861 20,861 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $41.90 2023-11-01 32,240 32,240 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $27.50 2019-11-02 11,722 11,722 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $21.46 2018-11-03 13,730 13,730 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $36.71 2024-11-03 51,360 51,360 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-11-01 31,864 31,864 Direct
2017-11-01 19,672 19,672 Direct
2020-11-01 10,594 10,594 Direct
2021-11-01 11,455 11,455 Direct
2022-11-01 20,861 20,861 Direct
2023-11-01 32,240 32,240 Direct
2019-11-02 11,722 11,722 Direct
2018-11-03 13,730 13,730 Direct
2024-11-03 51,360 51,360 Direct
Footnotes
  1. All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Walter A. Row, David M. Stein, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ and John L. Shea are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  2. Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  3. Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  4. Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  5. These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
  6. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  7. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  8. Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  9. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
  10. Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  11. Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.