Home > Insider Trading > Filing (0000899243-15-007231)

Filing Details

Accession Number:: 0000899243-15-007231
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-10-28 18:16:36
Reporting Period:: 2015-10-28

Filing Date:: 2015-10-28
Accepted Time:: 2015-10-28 18:16:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1082506	Unwired Planet Inc.	UPIP	Services-Prepackaged Software (7372)	943219054

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1429074	Mast Capital Management, Llc	200 Clarendon Street 51St Floor Boston MA 02116		No	No	Yes	No
1429076	J. David Steinberg	200 Clarendon Street 51St Floor Boston MA 02116		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Disposition	2015-10-28	4,511,389	$0.88	0	No	4	S	Indirect	See Footnote
Common Stock, $0.001 Par Value	Disposition	2015-10-28	4,338,000	$0.88	0	No	4	S	Indirect	See Footnote
Common Stock, $0.001 Par Value	Acquisiton	2015-10-28	8,849,389	$0.88	10,117,671	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	10,951,109	Indirect	See Footnote

Footnotes

The filing of this Form 4 shall not be construed as an admission that MAST Capital Management, LLC ("MAST Capital") or David J. Steinberg, the principal of MAST Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 Par Value (the "Common Stock"), of Unwired Planet, Inc. (the "Issuer") purchased by certain private investment funds advised by MAST Capital (collectively, the "MAST Accounts"). Pursuant to Rule 16a-1, both MAST Capital and Mr. Steinberg disclaim such beneficial ownership except to the extent of such person's pecuniary interest.
Mast Credit Opportunities I Master Fund Limited, for which MAST Capital is the investment manager, holds 0 shares of Common Stock of the Issuer. David J. Steinberg reports the Common Stock held indirectly by MAST Capital because, as the principal of MAST Capital at the time of purchase, he controlled the disposition and voting of the securities. MAST Capital has the right to an asset-based fee relating the above fund.
Mast Select Opportunities Master Fund LP, for which MAST Capital is the investment manager, holds 0 shares of Common Stock of the Issuer. David J. Steinberg reports the Common Stock held indirectly by MAST Capital because, as the principal of MAST Capital at the time of purchase, he controlled the disposition and voting of the securities. MAST Capital has the right to an asset-based fee relating the above fund.
Mast Admiral Master Fund LP, for which MAST Capital is the investment manager, holds 10,117,671 shares of Common Stock of the Issuer. David J. Steinberg reports the Common Stock held indirectly by MAST Capital because, as the principal of MAST Capital at the time of purchase, he controlled the disposition and voting of the securities. MAST Capital has the right to an asset-based fee relating the above fund.
Mast OC I Master Fund LP, for which MAST Capital is the investment manager, holds 10,951,109 shares of Common Stock of the Issuer. David J. Steinberg reports the Common Stock held indirectly by MAST Capital because, as the principal of MAST Capital at the time of purchase, he controlled the disposition and voting of the securities. MAST Capital has the right to an asset-based fee relating the above fund.