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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
99106	Trans Lux Corp	TNLX	Miscellaneous Manufacturing Industries (3990)	131394750

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1612877	Yaozhong Shi	445 Park Avenue, Suite 2001 New York NY 10022		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-06-27	333,333	$6.00	333,333	No	4	P	Indirect	Director, member and majority owner of shares

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Director, member and majority owner of shares

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2014-06-27	33,333	$8.00	33,333	$8.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
33,333	2014-06-27	2016-06-26	No	4	A	Indirect

Footnotes

The shares are owned by Transtech LED Company Ltd. whose former name was Retop Industrial (Hong Kong) Limited. This entity's name changed into Transtech LED Company Ltd. on July 27, 2015. The shares were previously acquired by the same entity on June 27, 2014, prior to the name change. I am still a director, member and majority owner of Transtech LED Company Ltd. as of October 28, 2015. As such, I exercise voting and dispositive rights over the shares.
The warrants are owned by Transtech LED Company Ltd. whose former name was Retop Industrial (Hong Kong) Limited. This entity's name changed into Transtech LED Company Ltd. on July 27, 2015. The warrants were previously acquired by the same entity on June 27, 2014, prior to the name change. I am still a director, member and majority owner of Transtech LED Company Ltd. as of October 28, 2015. As such, I exercise voting and dispositive rights over the underlying shares.