Filing Details

Accession Number:
0001179110-15-014244
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-27 17:26:03
Reporting Period:
2015-10-23
Filing Date:
2015-10-27
Accepted Time:
2015-10-27 17:26:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1102112 Pacwest Bancorp PACW National Commercial Banks (6021) 330885320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197257 Iii M John Eggemeyer 10250 Constellation Blvd
Suite 1640
Los Angeles CA 90067
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-10-23 162,477 $45.04 2,454,018 No 4 S Indirect By Castle Creek Capital Partners IV, LP
Common Stock Disposition 2015-10-26 711,300 $45.04 1,742,718 No 4 S Indirect By Castle Creek Capital Partners IV, LP
Common Stock Disposition 2015-10-27 39,748 $45.08 1,702,970 No 4 S Indirect By Castle Creek Capital Partners IV, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Castle Creek Capital Partners IV, LP
No 4 S Indirect By Castle Creek Capital Partners IV, LP
No 4 S Indirect By Castle Creek Capital Partners IV, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 254,927 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Castle Creek Capital Partners IV, LP on September 8, 2015.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.04 to $45.05, inclusive. The reporting person undertakes to provide to PacWest Bancorp, any security holder of PacWest Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. Reporting person serves as managing principal of Castle Creek Capital IV LLC, the sole general partner of Castle Creek Capital Partners IV, LP. As such, reporting person may be deemed to have beneficial ownership of the securities owned by this entity. Reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.03 to $45.10, inclusive. The reporting person undertakes to provide to PacWest Bancorp, any security holder of PacWest Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.02 to $45.185, inclusive. The reporting person undertakes to provide to PacWest Bancorp, any security holder of PacWest Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.