Filing Details
- Accession Number:
- 0001209191-15-076778
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-26 17:10:21
- Reporting Period:
- 2015-10-26
- Filing Date:
- 2015-10-26
- Accepted Time:
- 2015-10-26 17:10:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1461993 | Cempra Inc. | CEMP | Pharmaceutical Preparations (2834) | 262644445 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435183 | Garheng Kong | 6320 Quadrangle Drive Suite 360 Chapel Hill NC 27517 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-26 | 2,830 | $17.43 | 2,830 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $23.51 | 2024-12-31 | 18,000 | 18,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $2.09 | 2020-12-07 | 28,784 | 28,784 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $7.62 | 2022-03-19 | 18,000 | 18,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $6.79 | 2023-02-03 | 18,000 | 18,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $13.10 | 2024-01-07 | 18,000 | 18,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-12-31 | 18,000 | 18,000 | Direct |
| 2020-12-07 | 28,784 | 28,784 | Direct |
| 2022-03-19 | 18,000 | 18,000 | Direct |
| 2023-02-03 | 18,000 | 18,000 | Direct |
| 2024-01-07 | 18,000 | 18,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.36 to $17.4679, inclusive.
- The option vests on the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2015.
- The option vests according to the following schedule: 1/16th of the shares vest at the end of each quarter, beginning 09/10/10.
- The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 03/31/12.
- The option vests according to the following schedule: 1/12th of the shares vest at the end of each month, beginning 01/31/13.
- The option vests according to the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2014.
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