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Filing Details

Accession Number:
0001209191-15-076768
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-26 16:38:14
Reporting Period:
2015-10-22
Filing Date:
2015-10-26
Accepted Time:
2015-10-26 16:38:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855612 Zix Corp ZIXI Services-Computer Processing & Data Preparation (7374) 752216818
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230412 J Russell Morgan 2711 N. Haskell Avenue
Suite 2300
Dallas TX 75204
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-22 56,572 $2.05 60,712 No 4 M Direct
Common Stock Disposition 2015-10-22 56,572 $5.01 4,140 No 4 S Direct
Common Stock Acquisiton 2015-10-22 7,504 $2.49 11,644 No 4 M Direct
Common Stock Disposition 2015-10-22 7,504 $5.00 4,140 No 4 S Direct
Common Stock Acquisiton 2015-10-23 2,246 $2.49 6,386 No 4 M Direct
Common Stock Disposition 2015-10-23 2,246 $5.00 4,140 No 4 S Direct
Common Stock Acquisiton 2015-10-23 25,000 $2.93 29,140 No 4 M Direct
Common Stock Disposition 2015-10-23 25,000 $5.00 4,140 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options Disposition 2015-10-22 56,572 $0.00 56,572 $2.05
Common Stock Common Stock Options Disposition 2015-10-22 7,504 $0.00 7,504 $2.49
Common Stock Common Stock Options Disposition 2015-10-23 2,246 $0.00 2,246 $2.49
Common Stock Common Stock Options Disposition 2015-10-23 25,000 $0.00 25,000 $2.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-17 No 4 M Direct
5,496 2022-07-25 No 4 M Direct
3,250 2022-07-25 No 4 M Direct
0 2022-03-07 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.05, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.01, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  4. Grant of 56,572 options on February 18, 2010 vested pro-rata and quarterly over three years.
  5. Grant of 13,000 options on July 26, 2012 vest pro-rata and quarterly over four years.
  6. Grant of 25,000 options on March 8, 2012 vested pro-rata and quarterly over three years.