Filing Details

Accession Number:
0001140361-15-038563
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-26 16:31:24
Reporting Period:
2015-10-22
Filing Date:
2015-10-26
Accepted Time:
2015-10-26 16:31:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1640384 Lm Funding America Inc. LMFA Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1654681 Sr. E. Joel Rodgers 302 Knights Run Avenue, Suite 1000
Tampa FL 33602
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-22 1,000 $10.00 1,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Acquisiton 2015-10-22 5,000 $0.00 5,000 $10.00
Common Stock Warrants Acquisiton 2015-10-22 1,000 $0.00 1,000 $12.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2025-10-22 No 4 A Direct
1,000 2020-10-22 No 4 P Direct
Footnotes
  1. The reporting person purchased Units consisting of Common Stock and Warrants. The price of each such Unit was $10.00 as reported in Column 4 of Table 1 hereof.
  2. Grant to reporting person of option to buy shares under the 2015 Omnibus Incentive Plan. One-third of the options become exercisable on the first, second, and third anniversary of the date of grant.
  3. Immediately exercisable.