Filing Details

Accession Number:
0000914190-15-000445
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-23 15:51:45
Reporting Period:
2015-10-23
Filing Date:
2015-10-23
Accepted Time:
2015-10-23 15:51:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719866 Arctic Cat Inc ACAT Miscellaneous Transportation Equipment (3790) 411443470
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190801 Christian D Koch 505 North Highway 169
Suite 1000
Plymouth MN 55441
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-23 1,500 $18.93 8,663 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $10.79 2020-04-01 28 28 Direct
Common Stock Stock Option (Right to Buy) $15.77 2021-04-01 4,005 4,005 Direct
Common Stock Stock Option (Right to Buy) $43.79 2022-04-02 1,903 1,903 Direct
Common Stock Stock Option (Right to Buy) $42.99 2023-04-01 2,326 2,326 Direct
Common Stock Stock Option (Right to Buy) $47.52 2024-04-01 2,104 2,104 Direct
Common Stock Stock Option (Right to Buy) $36.10 2025-04-01 2,770 2,770 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-04-01 28 28 Direct
2021-04-01 4,005 4,005 Direct
2022-04-02 1,903 1,903 Direct
2023-04-01 2,326 2,326 Direct
2024-04-01 2,104 2,104 Direct
2025-04-01 2,770 2,770 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.89 to $18.97 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Includes (i) 349 shares of restricted stock units that vest on 4/1/16; (ii) 631shares of restricted stock units that vest 316 shares on 4/1/16 and 315 shares on 4/1/17; and (iii) 1,246 restricted stock units that vest 415 shares on 4/1/16, 416 shares on 4/1/17, and 415 shares on 4/1/18.
  3. Fully exercisable.
  4. Vests in three equal annual installments beginning on 4/1/14.
  5. Vests in three equal annual installments beginning on 4/1/15.
  6. Vests 923 shares on 4/1/16, 924 shares on 4/1/17, and 923 shares on 4/1/18.