Filing Details
- Accession Number:
- 0001140361-15-037813
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-16 10:19:21
- Reporting Period:
- 2015-07-21
- Filing Date:
- 2015-10-16
- Accepted Time:
- 2015-10-16 10:19:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1501989 | Cytomx Therapeutics Inc. | CTMX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217596 | J Cynthia Ladd | 343 Oyster Point Blvd. Suite 100 South San Francisco CA 94080 | Senior Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-14 | 3,000 | $12.00 | 3,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2015-07-21 | 246,043 | $0.00 | 246,043 | $6.61 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2015-08-26 | 27,393 | $0.00 | 27,393 | $6.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 246,043 | 2025-07-20 | No | 4 | A | Direct | |
| 27,393 | 2025-08-25 | No | 4 | A | Direct |
Footnotes
- This option vests 25% on June 15, 2016, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, with each additional installment vesting on the last day the month, except the final installment, which shall vest on June 15, 2019.
- This option vests in 48 substantially equal monthly installments starting on August 28, 2015, with each additional installment vesting on the last day of the month.
Billionaire Hedge Funds
