Filing Details
- Accession Number:
- 0001209191-15-075639
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-15 20:49:12
- Reporting Period:
- 2015-10-13
- Filing Date:
- 2015-10-15
- Accepted Time:
- 2015-10-15 20:49:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314475 | Spark Networks Inc | LOV | Services-Business Services, Nec (7389) | 208901733 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1402093 | J Gregory Franchina | C/O 11150 Santa Monica Boulevard Suite 600 Los Angeles CA 90025 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-10-13 | 1,951 | $3.00 | 1,951 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-13 | 1,951 | $3.45 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-10-14 | 200 | $3.00 | 200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-14 | 200 | $3.45 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-10-15 | 69,928 | $3.00 | 69,928 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-10-15 | 69,928 | $3.44 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-10-13 | 1,951 | $0.00 | 1,951 | $3.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-10-14 | 200 | $0.00 | 200 | $3.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-10-15 | 69,928 | $0.00 | 69,928 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 99,379 | 2016-01-05 | No | 4 | M | Direct | |
| 99,179 | 2016-01-05 | No | 4 | M | Direct | |
| 29,251 | 2016-01-05 | No | 4 | M | Direct |
Footnotes
- The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2015.
- The price reported in Table 1 Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.40 to $3.45, inclusive. The reporting person undertakes to provide to Spark Networks, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) in this Form 4.
- 107,525 of the options vested on January 5, 2010 and the remaining options vested monthly in equal installments. Options are currently fully vested.
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