Filing Details

Accession Number:
0001144204-15-059680
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-15 19:39:31
Reporting Period:
2015-10-09
Filing Date:
2015-10-15
Accepted Time:
2015-10-15 19:39:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1552198 Whitehorse Finance Inc. WHF () 454247759
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1050046 Sami Mnaymneh 1450 Brickell Avenue, 31St Floor
Miami FL 33131
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-10-09 15,900 $13.17 8,179,542 No 4 P Indirect See footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-10-12 7,351 $13.40 8,186,893 No 4 P Indirect See footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-10-13 16,000 $13.42 8,202,893 No 4 P Indirect See footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-10-14 16,000 $13.35 8,218,893 No 4 P Indirect See footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-10-15 16,000 $13.34 8,234,893 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 177,623 Indirect See footnote
Footnotes
  1. Mr. Mnaymneh is the General Partner and Manager of Mnaymneh H.I.G. Management, L.P., which owns the reported securities. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by Mnaymneh H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.
  2. Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by each entity. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., except to the extent of his direct pecuniary interest therein.
  3. The date of execution was determined in accordance with Rule 16a-3(g)(2) and (g)(4) under the Securities Exchange Act of 1934, as amended.