Filing Details

Accession Number:
0001094891-15-000278
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-13 12:40:57
Reporting Period:
2015-05-07
Filing Date:
2015-10-13
Accepted Time:
2015-10-13 12:40:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1471256 Cullen Agricultural Holding Corp CAGZ Beverages (2080) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018319 J E Watson Level 9, 68 Shortland Street
P.o. Box 91269
Aukland Q2
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-07 40,000 $0.43 11,246,148 No 4 P Indirect By Cullen Inc. Holdings Ltd.
Common Stock Acquisiton 2015-05-08 30,000 $0.54 11,276,148 No 4 P Indirect By Cullen Inc. Holdings Ltd.
Common Stock Acquisiton 2015-05-11 14,000 $0.50 11,296,148 No 4 P Indirect By Cullen Inc. Holdings Ltd.
Common Stock Acquisiton 2015-05-12 12,500 $0.53 11,302,648 No 4 P Indirect By Cullen Inc. Holdings Ltd.
Common Stock Disposition 2015-05-13 1,000 $0.70 11,301,648 No 4 S Indirect By Cullen Inc. Holdings Ltd.
Common Stock Acquisiton 2015-05-13 5,000 $0.55 11,306,648 No 4 P Indirect By Cullen Inc. Holdings Ltd.
Common Stock Acquisiton 2015-05-20 1,000 $0.52 11,307,648 No 4 P Indirect By Cullen Inc. Holdings Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Cullen Inc. Holdings Ltd.
No 4 P Indirect By Cullen Inc. Holdings Ltd.
No 4 P Indirect By Cullen Inc. Holdings Ltd.
No 4 P Indirect By Cullen Inc. Holdings Ltd.
No 4 S Indirect By Cullen Inc. Holdings Ltd.
No 4 P Indirect By Cullen Inc. Holdings Ltd.
No 4 P Indirect By Cullen Inc. Holdings Ltd.
Footnotes
  1. These securities are held by Cullen Inc. Holdings Ltd., an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $.52 to $.55, inclusive. The reporting person undertakes to provide to Cullen Agricultural Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footntoes (2) and (3) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $.527 to $.53, inclusive.
  4. The reporting person's sale of Cullen Agricultural Holding Corp. common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,000 shares, with the reporting person's purchase of 40,000 shares of Cullen Agricultural Holding Corp. at a price of $.4284 per share on May 7, 2015. The reporting person has paid Cullen Agricultural Holding Corp. $156, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.