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Filing Details

Accession Number:
0000899243-15-006452
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-08 12:00:35
Reporting Period:
2015-10-06
Filing Date:
2015-10-08
Accepted Time:
2015-10-08 12:00:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1433195 Appfolio Inc APPF Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218663 E William Oberndorf 615 Front Street
San Francisco CA 94111
No No Yes No
1607557 Oberndorf Investments, Llc 615 Front Street
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-10-06 666,667 $16.50 1,135,567 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 506,171 Direct
Class A Common Stock 182,788 Indirect See Footnote
Class A Common Stock 4,100 Indirect See Footnote
Class A Common Stock 45,900 Indirect See Footnote
Footnotes
  1. Oberndorf Investments LLC, a Delaware limited liability company ("OBI"), acquired 666,667 shares of Class B common stock of the issuer which automatically converted into666,667 shares of Class A common stock of the issuer upon acquisition.
  2. These shares are owned directly by OBI, and may be deemed to be indirectly beneficially owned by William E. Oberndorf ("WEO") as the sole controlling person of OBI. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. These shares are held in the self-directed Individual Retirement Account of WEO.
  4. These shares are owned directly by the Bill & Susan Oberndorf Foundation, a California corporation ("Oberndorf Foundation"), and may be deemed to be indirectly beneficially owned by WEO as a controlling person of Oberndorf Foundation. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  5. These shares are directly owned by WEO's child Peter C. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  6. These shares are owned directly by the Peter Oberndorf Irrevocable Trust, dated 6/30/89 ("PCO Trust"), and may be deemed to be indirectly beneficially owned by WEO in his capacity as sole trustee for the PCO Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.