Filing Details
- Accession Number:
- 0001179110-15-013923
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-10-07 17:27:15
- Reporting Period:
- 2015-10-05
- Filing Date:
- 2015-10-07
- Accepted Time:
- 2015-10-07 17:27:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1338196 | Rick Neely | 3011 North First Street San Jose CA 95134 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2015-10-05 | 3,807 | $1.86 | 98,902 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 2, 2015 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated October 2, 2015. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
- The transaction was executed in multiple trades in prices ranging from $1.80 to $1.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
