Filing Details

Accession Number:
0001209191-15-074309
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-06 15:15:06
Reporting Period:
2015-10-05
Filing Date:
2015-10-06
Accepted Time:
2015-10-06 15:15:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527599 Mirna Therapeutics Inc. MIRN Pharmaceutical Preparations (2834) 261824804
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219871 M David Mott 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-05 1,241,650 $0.00 1,241,650 No 4 C Indirect See Note 2
Common Stock Acquisiton 2015-10-06 257,516 $0.00 1,499,166 No 4 J Indirect See Note 2
Common Stock Acquisiton 2015-10-05 583,559 $0.00 2,082,725 No 4 C Indirect See Note 2
Common Stock Acquisiton 2015-10-06 31,650 $0.00 2,114,375 No 4 J Indirect See Note 2
Common Stock Acquisiton 2015-10-06 857,142 $7.00 2,971,517 No 4 P Indirect See Note 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Note 2
No 4 J Indirect See Note 2
No 4 C Indirect See Note 2
No 4 J Indirect See Note 2
No 4 P Indirect See Note 2
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Disposition 2015-10-05 1,241,650 $0.00 1,241,650 $0.00
Common Stock Series D Preferred Stock Disposition 2015-10-05 583,559 $0.00 583,559 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series C Preferred Stock automatically converted on a one-to-one basis into Common Stock upon the consummation of the Issuer's initial public offering.
  2. The Reporting Person is a director of NEA 14 GP, LTD, which is the sole general partner of NEA Partners 14, L.P. ("NEA Partners 14"). NEA Partners 14 is the sole general partner of New Enterprise Associates 14, L.P. ("NEA 14"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 14 shares in which the Reporting Person has no pecuniary interest.
  3. The shares were issued for no additional consideration pursuant to an accruing paid-in-kind dividend on shares of Series C Preferred Stock of the Company.
  4. Each share of Series D Preferred Stock automatically converted on a one-to-one basis into Common Stock upon the consummation of the Issuer's initial public offering.
  5. The shares were issued for no additional consideration pursuant to an accruing paid-in-kind dividend on shares of Series D Preferred Stock of the Company.
  6. Due to a clerical error, the Reporting Person's Form 3 which previously reported the holding of these shares understated his total by one (1) share.
  7. The expiration date is not relevant to the conversion of these securities.