Filing Details

Accession Number:
0001162194-15-000144
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-05 16:20:49
Reporting Period:
2015-10-01
Filing Date:
2015-10-05
Accepted Time:
2015-10-05 16:20:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162194 Fluidigm Corp FLDM Laboratory Analytical Instruments (3826) 770513190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435768 Vincent Gajus Worthington Fluidigm Corporation
7000 Shoreline Court, Suite 100
South San Francisco CA 94080
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-10-01 3,729 $4.08 10,544 No 4 M Direct
Common Stock Acquisiton 2015-10-01 2,271 $4.08 12,815 No 4 M Direct
Common Stock Disposition 2015-10-01 6,000 $8.05 6,815 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-10-01 3,729 $0.00 3,729 $4.08
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-10-01 2,271 $0.00 2,271 $4.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-11-17 No 4 M Direct
10,528 2019-11-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 33,029 Indirect See Footnote
Footnotes
  1. Shares held directly by the Worthington Family Trust dated March 6, 2007, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
  2. The sales reported by Mr. Worthington were effected pursuant to a Rule 10b5-1 trading plan adopted on August 29, 2014.
  3. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  4. The shares subject to the Option fully vested on November 17, 2013.
  5. The shares subject to the Option fully vested on February 1, 2012.