Filing Details

Accession Number:
0001179110-15-013747
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-10-02 19:59:41
Reporting Period:
2015-10-02
Filing Date:
2015-10-02
Accepted Time:
2015-10-02 19:59:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1600172 Ann Kathryn Domino C/O Liquidity Services, Inc.
1920 L Street, N.w., 6Th Floor
Washington DC 20036
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-10-02 5,042 $7.23 13,637 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $13.48 2017-10-05 4,757 4,757 Direct
Common Stock Employee Stock Option $7.48 2018-12-29 5,417 5,417 Direct
Common Stock Employee Stock Option $9.05 2019-12-01 5,626 5,626 Direct
Common Stock Employee Stock Grant $15.47 2020-11-30 2,765 2,765 Direct
Common Stock Employee Stock Grant $15.47 2020-11-30 3,802 3,802 Direct
Common Stock Employee Stock Option $15.47 2020-11-30 1,198 1,198 Direct
Common Stock Employee Stock Option $31.37 2021-11-22 4,560 4,560 Direct
Common Stock Employee Stock Option $31.37 2021-11-22 750 750 Direct
Common Stock Employee Stock Grant $38.09 2022-11-16 506 506 Direct
Common Stock Employee Stock Grant $21.99 2023-11-27 1,750 1,750 Direct
Common Stock Employee Stock Grant $21.99 2023-11-27 3,500 3,500 Direct
Common Stock Employee Stock Option $21.99 2023-11-27 3,519 3,519 Direct
Common Stock Employee Stock Option $21.99 2023-11-27 3,519 3,519 Direct
Common Stock Employee Stock Grant $18.00 2024-04-17 3,000 3,000 Direct
Common Stock Employee Stock Grant $18.00 2024-04-17 4,000 4,000 Direct
Common Stock Employee Stock Grant $9.35 2024-10-01 8,684 8,684 Direct
Common Stock Employee Stock Option $9.35 2024-10-01 6,752 6,752 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-10-05 4,757 4,757 Direct
2018-12-29 5,417 5,417 Direct
2019-12-01 5,626 5,626 Direct
2020-11-30 2,765 2,765 Direct
2020-11-30 3,802 3,802 Direct
2020-11-30 1,198 1,198 Direct
2021-11-22 4,560 4,560 Direct
2021-11-22 750 750 Direct
2022-11-16 506 506 Direct
2023-11-27 1,750 1,750 Direct
2023-11-27 3,500 3,500 Direct
2023-11-27 3,519 3,519 Direct
2023-11-27 3,519 3,519 Direct
2024-04-17 3,000 3,000 Direct
2024-04-17 4,000 4,000 Direct
2024-10-01 8,684 8,684 Direct
2024-10-01 6,752 6,752 Direct
Footnotes
  1. These options became fully vested on October 1, 2011.
  2. These options became fully vested on October 1, 2012.
  3. These options became fully vested on October 1, 2013.
  4. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  5. These options became fully vested on October 1, 2014.
  6. These options became fully vested on December 1, 2011.
  7. These options became fully vested on October 1, 2015.
  8. These options became fully vested on December 1, 2012.
  9. Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  10. Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  11. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  12. Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  13. This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  14. Twenty-five percent of this restricted stock grant vested on April 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on April 1 of each year for three years.
  15. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  16. Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  17. Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.