Filing Details

Accession Number:
0001140361-15-036336
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-30 17:26:58
Reporting Period:
2015-09-28
Filing Date:
2015-09-30
Accepted Time:
2015-09-30 17:26:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
351834 Sunopta Inc. STKL Wholesale-Farm Product Raw Materials (5150) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1592476 Tourbillon Capital Partners, L.p. 444 Madison Avenue
26Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Disposition 2015-09-28 24,256 $5.25 8,289,592 No 4 S Indirect By Tourbillon Global Master Fund, Ltd
Common Shares, No Par Value Disposition 2015-09-28 9,702 $5.13 8,279,890 No 4 S Indirect By Tourbillon Global Master Fund, Ltd
Common Shares, No Par Value Disposition 2015-09-28 14,554 $5.00 8,265,336 No 4 S Indirect By Tourbillon Global Master Fund, Ltd
Common Shares, No Par Value Disposition 2015-09-28 212 $5.25 73,087 No 4 S Indirect By Tourbillon Global Long Alpha Fund, LLC
Common Shares, No Par Value Disposition 2015-09-28 85 $5.13 73,002 No 4 S Indirect By Tourbillon Global Long Alpha Fund, LLC
Common Shares, No Par Value Disposition 2015-09-28 127 $5.00 72,875 No 4 S Indirect By Tourbillon Global Long Alpha Fund, LLC
Common Shares, No Par Value Disposition 2015-09-28 532 $5.25 180,045 No 4 S Indirect By Tourbillon Global Long Alpha Fund, Ltd
Common Shares, No Par Value Disposition 2015-09-28 213 $5.13 179,832 No 4 S Indirect By Tourbillon Global Long Alpha Fund, Ltd
Common Shares, No Par Value Disposition 2015-09-28 319 $5.00 179,513 No 4 S Indirect By Tourbillon Global Long Alpha Fund, Ltd
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Tourbillon Global Master Fund, Ltd
No 4 S Indirect By Tourbillon Global Master Fund, Ltd
No 4 S Indirect By Tourbillon Global Master Fund, Ltd
No 4 S Indirect By Tourbillon Global Long Alpha Fund, LLC
No 4 S Indirect By Tourbillon Global Long Alpha Fund, LLC
No 4 S Indirect By Tourbillon Global Long Alpha Fund, LLC
No 4 S Indirect By Tourbillon Global Long Alpha Fund, Ltd
No 4 S Indirect By Tourbillon Global Long Alpha Fund, Ltd
No 4 S Indirect By Tourbillon Global Long Alpha Fund, Ltd
Footnotes
  1. This Form 4 is filed jointly by Tourbillon Capital Partners, L.P. ("Tourbillon") and Jason H. Karp (together, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the Common Shares reported herein except to the extent of his or its pecuniary interest therein.
  2. Securities held for the account of Tourbillon Global Master Fund, Ltd ("Global Master Fund"). Each of Tourbillon, as the Investment Manager of Global Master Fund, and Jason H. Karp, as the Chief Executive Officer of Tourbillon, may be deemed to beneficially own the securities held for the account of Global Master Fund.
  3. Securities held for the account of Tourbillon Global Long Alpha Fund, LLC ("Global Alpha Fund"). Each of Tourbillon, as the Investment Manager of Global Alpha Fund, and Jason H. Karp, as the Chief Executive Officer of Tourbillon, may be deemed to beneficially own the securities held for the account of Global Alpha Fund.
  4. Securities held for the account of Tourbillon Global Long Alpha Fund, Ltd ("Global Alpha Offshore Fund"). Each of Tourbillon, as the Investment Manager of Global Alpha Offshore Fund, and Jason H. Karp, as the Chief Executive Officer of Tourbillon, may be deemed to beneficially own the securities held for the account of Global Alpha Offshore Fund.