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Filing Details

Accession Number:
0000793040-15-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-29 13:15:14
Reporting Period:
2015-09-25
Filing Date:
2015-09-29
Accepted Time:
2015-09-29 13:15:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793040 Ellsworth Growth & Income Fund Ltd ECF (0) 133345139
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190030 H Thomas Dinsmore C/o Dinsmore Capital Management
65 Madison Ave
Morristown NJ 07960
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Shares Of Beneficial Interest Disposition 2015-09-25 1,662 $0.00 70,394 No 4 J Direct
Shares Of Beneficial Interest Acquisiton 2015-09-28 1,256 $7.96 71,650 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 P Direct
Footnotes
  1. This report is filed, in part, to report the disposition of 1,661.93 shares to the reporting person's daughter. The shares were previously held in a New Jersey Uniform Transfer to Minors Act (UTMA) trust for the benefit of the reporting person's daughter, who is now considered to be the sole beneficiary of the shares.
  2. Includes 1,041.05 shares acquired on various dates in fiscal years 2009 through 2015 under the ECF dividend reinvestment plan.
  3. Includes 22,983.03 shares acquired on various dates in fiscal years 2009 through 2015 under the ECF dividend reinvestment plan.
  4. In addition, the reporting person is the indirect beneficial owner of 5,780.64 shares owned by his wife, which the reporting person disclaims beneficial ownership of. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Includes 1,586.06 shares acquired on various dates in fiscal years 2009 through 2015 under the ECF dividend reinvestment plan.
  5. This form is being filed, in part, to record a private transaction between the reporting person and Dinsmore Capital Management Co., the Issuer's investment adviser.