Filing Details
- Accession Number:
- 0001209191-15-072347
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-28 19:00:06
- Reporting Period:
- 2015-09-24
- Filing Date:
- 2015-09-28
- Accepted Time:
- 2015-09-28 19:00:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192741 | G Eva Tang | 1544 Manor Gate Drive Hacienda Heights CA 91745-3833 | Sr. Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2015-06-01 | 24 | $38.61 | 22,475 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2015-09-01 | 27 | $36.95 | 22,772 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2015-09-05 | 288 | $0.00 | 23,060 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2015-09-24 | 1,000 | $19.31 | 24,060 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2015-09-24 | 1,000 | $41.25 | 23,060 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2015-09-25 | 1,000 | $19.31 | 24,060 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2015-09-25 | 1,000 | $41.75 | 23,060 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (Right to Buy) | Acquisiton | 2015-09-24 | 1,000 | $0.00 | 1,000 | $19.31 |
| Common Shares | Employee Stock Option (Right to Buy) | Acquisiton | 2015-09-25 | 1,000 | $0.00 | 1,000 | $19.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-01-01 | 2017-01-01 | No | 4 | M | Direct |
| 0 | 2008-01-01 | 2017-01-01 | No | 4 | M | Direct |
Footnotes
- DER units credited on 6/1/2015 as dividend at FMV
- DER units credited on 9/1/2015 as dividend at FMV
- Updated DRIP
Billionaire Hedge Funds
