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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1578620	Alcentra Capital Corp	ABDC	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1629943	Ltd Investments Alcentra	10 Gresham Street London X0 EC2V 7JD		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-09-24	1,475,620	$12.89	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

On September 24, 2015 Alcentra Investments Limited transferred 1,475,620 shares of the Issuer's common stock to Alcentra NY, LLC. Alcentra Investments Limited and Alcentra NY, LLC are wholly owned subsidiaries of BNY Alcentra Group Holdings, Inc. Such transfer was part of an internal restructuring by BNY Alcentra Group Holdings, Inc. and the purchase price for such transaction was used to reduce a liability owed by Alcentra Investments Limited to Alcentra NY, LLC.
Includes 24,621 shares of the Issuer's common stock, received on April 6, 2015 through participation in a dividend reinvestment plan ("DRIP") of the Issuer, at a purchase price of approximately $13.976044 per share. Other than the reinvestment of such dividend, no consideration was paid by Alcentra Investments Limited to acquire such shares.