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Filing Details

Accession Number:: 0001047859-15-000008
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-09-25 16:05:46
Reporting Period:: 2015-09-23

Filing Date:: 2015-09-25
Accepted Time:: 2015-09-25 16:05:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006045	Iridex Corp	IRIX	Electromedical & Electrotherapeutic Apparatus (3845)	770210467

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1047859	Venture Joint Ii Associates Paragon & Associates Paragon	500 Crescent Court Suite 260 Dallas TX 75201	No	No	Yes	No
1605018	Paragon Jv Partners, Llc	500 Crescent Court Suite 260 Dallas TX 75201	No	No	Yes	No
1648748	Iii Bradbury Dyer	500 Crescent Court Suite 260 Dallas TX 75201	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2015-09-23	33,500	$7.09	1,231,458	No	4	P	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2015-09-24	13,542	$6.96	1,245,000	No	4	P	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2015-09-25	5,000	$7.02	1,250,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

The filing of this Form 4 shall not be construed as an admission that Paragon JV Partners, LLC ("Paragon GP") or Bradbury Dyer III, the sole and managing member of Paragon GP, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Iridex Corporation (the "Issuer") purchased by Paragon Associates and Paragon Associates II Joint Venture, a joint venture ("Paragon JV") formed by Paragon Associates, Ltd., a Texas limited partnership ("Paragon"), Paragon Associates II, Ltd., a Texas limited partnership ("Paragon II"), and Paragon Associates III, Ltd., a Texas limited partnership ("Paragon III"). Pursuant to Rule 16a-1, both Paragon GP and Mr. Dyer disclaim such beneficial ownership except to the extent of its or his spective pecuniary interest therein.
Paragon JV holds 1,250,000 shares of Common Stock of the Issuer through its own account. Paragon GP serves as the general partner to each of Paragon, Paragon II and Paragon III, and as the investment advisor of Paragon JV. Paragon GP receives a portion of the profits in the form of a capital allocation from, and owns a partnership interest in, Paragon, Paragon II and Paragon III. Bradbury Dyer III reports the Common Stock held indirectly by Paragon GP because, as the sole and managing member of Paragon GP at the time of purchase, he controlled the disposition and voting of the securities.