Filing Details

Accession Number:
0001013762-15-000946
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-25 15:49:42
Reporting Period:
2014-12-08
Filing Date:
2015-09-25
Accepted Time:
2015-09-25 15:49:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425287 Workhorse Group Inc. WKHS Motor Vehicles & Passenger Car Bodies (3711) 261394771
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1019566 D Stephen Baksa 2 Woods Lane
Chatham NJ 07928
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2015-08-07 1,724,138 $500,000.00 22,920,506 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2015-03-24 1,474,600 $206,444.00 21,196,368 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2015-03-17 344,827 $100,000.00 19,721,768 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 COMMON STOCK PURCHASE WARRANT Acquisiton 2014-12-08 714,286 $0.14 714,286 $0.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
714,286 2014-12-08 2017-12-07 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share 0 Indirect N/A
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Par Value $0.001 COMMON STOCK PURCHASE WARRANT $0.15 2014-03-27 2017-03-27 0 0 Direct
Common Stock, Par Value $0.001 COMMON STOCK PURCHASE WARRANT $0.40 2013-03-13 2016-03-13 0 0 Direct
Common Stock, Par Value $0.001 COMMON STOCK PURCHASE WARRANT $0.40 2013-02-21 2016-02-21 0 0 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-03-27 0 0 Direct
2016-03-13 0 0 Direct
2016-02-21 0 0 Direct