Filing Details

Accession Number:
0001144204-15-056302
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-24 12:34:34
Reporting Period:
2015-09-23
Filing Date:
2015-09-24
Accepted Time:
2015-09-24 12:34:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1551901 Stellus Capital Investment Corp SCM () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1561707 R Bruce Bilger C/O Stellus Capital Investment Corp
4400 Post Oak Parkway, Suite 2200
Houston TX 77027
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-23 900 $10.74 43,717 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $10.69 to $10.75 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  2. Includes 369 shares acquired under the Issuer's Dividend Reinvestment Plan.