Filing Details

Accession Number:
0001127602-15-027521
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-22 16:40:34
Reporting Period:
2015-09-18
Filing Date:
2015-09-22
Accepted Time:
2015-09-22 16:40:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409970 Lendingclub Corp LC Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222050 Chaomei Chen C/O Lendingclub Corporation
71 Stevenson Street, Suite 300
San Francisco CA 94105
Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-18 75,000 $0.18 691,620 No 4 M Direct
Common Stock Disposition 2015-09-18 75,000 $13.53 616,620 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-09-18 75,000 $0.00 75,000 $0.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
793,108 2022-02-16 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2015.
  2. This transaction was executed in multiple trades during the day at prices ranging from $13.30 to $13.83. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. The option vested as to 25% of the total shares on June 1, 2012, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.