Filing Details

Accession Number:
0001209191-15-071843
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-22 16:36:57
Reporting Period:
2015-09-18
Filing Date:
2015-09-22
Accepted Time:
2015-09-22 16:36:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1618835 Neothetics Inc. NEOT Pharmaceutical Preparations (2834) 208527075
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624926 Christopher Kemmerer 9171 Towne Centre Drive
Suite 270
San Diego CA 92122
Vp, Pharma Dev & Manufacturing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-18 1,000 $1.34 11,848 No 4 M Direct
Common Stock Disposition 2015-09-18 1,000 $12.20 10,848 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-09-18 1,000 $0.00 1,000 $1.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,182 2024-02-06 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. Option shares vest in 48 equal installments measured from the vesting commencement date, 02/06/2014.