Filing Details

Accession Number:
0000899243-15-005120
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-21 21:02:09
Reporting Period:
2015-09-17
Filing Date:
2015-09-21
Accepted Time:
2015-09-21 21:02:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1374690 Zafgen Inc. ZFGN Pharmaceutical Preparations (2834) 203857670
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1611048 E. Thomas Hughes C/O Zafgen, Inc.,
175 Portland Street, 4Th Floor
Boston MA 02114
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-17 4,874 $2.45 23,320 No 4 M Direct
Common Stock Disposition 2015-09-17 22,500 $40.00 820 No 4 S Direct
Common Stock Acquisiton 2015-09-18 23,126 $2.45 23,946 No 4 M Direct
Common Stock Disposition 2015-09-18 23,126 $45.00 820 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-09-17 4,874 $0.00 4,874 $2.45
Common Stock Stock Option (Right to Buy) Disposition 2015-09-18 23,126 $0.00 23,126 $2.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
183,681 2023-06-12 No 4 M Direct
160,555 2023-06-12 No 4 M Direct
Footnotes
  1. Includes 428 shares acquired by the Reporting Person under Zafgen, Inc.'s 2014 Employee Stock Purchase Plan (the "Plan") on June 30, 2015 and 392 shares acquired under the Plan on December 31, 2014.
  2. This sale of shares by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  3. 25% of this option vested on December 19, 2013, and the remainder vests in equal monthly installments thereafter over 36 months.