Filing Details
- Accession Number:
- 0001225208-11-004815
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-04 15:12:49
- Reporting Period:
- 2011-02-03
- Filing Date:
- 2011-02-04
- Accepted Time:
- 2011-02-04 15:12:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 39368 | Fuller H B Co | FUL | Adhesives & Sealants (2891) | 410268370 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1443909 | James Owens | 1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-03 | 170 | $22.71 | 55,338 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2011-02-03 | 170 | $22.71 | 280 | No | 4 | S | Indirect | By Son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | S | Indirect | By Son |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 319 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | $22.27 | 2021-01-20 | 48,331 | 48,331 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $19.03 | 2018-10-02 | 7,385 | 7,385 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $20.57 | 2019-12-03 | 33,275 | 33,275 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $14.15 | 2018-12-04 | 47,663 | 47,663 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-20 | 48,331 | 48,331 | Direct |
| 2018-10-02 | 7,385 | 7,385 | Direct |
| 2019-12-03 | 33,275 | 33,275 | Direct |
| 2018-12-04 | 47,663 | 47,663 | Direct |
Footnotes
- These shares were previously owned jointly by the son and spouse of Mr. Owens. As a result of the purchase/sale on February 3, 2011, these shares are now directly owned by Mr. Owens.
- Amended and Restated 2000 Stock Incentive Plan: 26,625 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan. This amount includes 1,849 restricted shares that will vest effective October 2, 2011; 10,974 restricted shares that will vest effective December 4, 2011; 13,802 restricted shares that will vest in three equal annual installments beginning on December 3, 2010; and based on one or more performance measures achieved, 19,961 restricted shares will vest in three equal installments on January 20, 2012, January 20, 2013 and January 20, 2014. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated 2000 Stock Incentive Plan.
- 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
- Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 20, 2012.
- Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on October 2, 2009.
- Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on December 3, 2010.
- Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009.
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