Filing Details

Accession Number:
0001209191-15-071486
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-18 19:05:04
Reporting Period:
2015-09-17
Filing Date:
2015-09-18
Accepted Time:
2015-09-18 19:05:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493566 Otonomy Inc. OTIC Pharmaceutical Preparations (2834) 262590070
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1615234 E Paul Cayer C/O Otonomy, Inc.
6275 Nancy Ridge Drive, Suite 100
San Diego CA 92121
Cfo/Ch. Business Offcr & Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-17 3,000 $1.76 12,610 No 4 M Direct
Common Stock Disposition 2015-09-17 3,000 $24.95 9,610 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-09-17 3,000 $24.95 3,000 $1.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
138,541 2023-12-20 No 4 M Direct
Footnotes
  1. The Form 4 filed by the Reporting Person on June 1, 2015 reported that there was a total of 2,500 shares directly held by the Reporting Person. This number did not include the Reporting Person's 7,110 shares acquired prior to the Issuer's initial public offering, also directly held by the Reporting Person. Column 5 of Table I now reflects these additional 7,110 shares.
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  3. One fourth of the shares subject to the option vested on September 1, 2014 and one forty-eighth of the shares vest monthly thereafter.