Filing Details

Accession Number:
0001381668-15-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-16 12:22:44
Reporting Period:
2015-09-15
Filing Date:
2015-09-16
Accepted Time:
2015-09-16 12:22:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381668 Tfs Financial Corp TFSL Savings Institution, Federally Chartered (6035) 522054948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388162 J Paul Huml 7007 Broadway Avenue
Cleveland OH 44105
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-15 25,000 $11.74 48,830 No 4 M Direct
Common Stock Disposition 2015-09-15 21,031 $17.10 27,799 No 4 F Direct
Common Stock Disposition 2015-09-15 3,969 $17.10 23,830 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-09-15 25,000 $0.00 25,000 $11.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2018-08-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,700 Indirect By Spouse's Ira
Common Stock 2,000 Indirect As Custodian For Child 2
Common Stock 5,676 Indirect ESOP
Common Stock 36,497 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 20,400 20,400 Direct
Common Stock Employee Stock Option (right to buy) $14.81 2025-05-28 108,300 108,300 Direct
Common Stock Employee Stock Option (right to buy) $14.85 2024-12-18 32,400 32,400 Direct
Common Stock Employee Stock Option (right to buy) $8.61 2021-12-15 40,000 40,000 Direct
Common Stock Restricted Stock Units $0.00 3,300 3,300 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
20,400 20,400 Direct
2025-05-28 108,300 108,300 Direct
2024-12-18 32,400 32,400 Direct
2021-12-15 40,000 40,000 Direct
3,300 3,300 Direct
Footnotes
  1. Represents shares of common stock withheld by the issuer in payment by the reporting person for the exercise price and applicable taxes due.
  2. Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
  3. As reported on a Form 4 filed August 13, 2008, the reporting person received a grant of 50,000 stock options. These options vest in three equal installments beginning on August 11, 2011.
  4. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
  5. The reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. The RSUs vest in five equal installments beginning on May 28, 2016.
  6. The reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.
  7. As reported on a Form 4 filed December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015.
  8. As reported on a Form 4 filed December 20, 2011, the reporting person received a grant of 40,000 stock options that vest 100% on December 15, 2014.
  9. As reported on a Form 4 filed December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015.