Filing Details

Accession Number:
0001111142-15-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-15 19:12:25
Reporting Period:
2015-09-11
Filing Date:
2015-09-15
Accepted Time:
2015-09-15 19:12:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1111142 S Scott Cowen 600 Port Of New Orleans Place - Apt. 5B
New Orleans LA 70130
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-09-11 3,000 $20.54 39,489 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,894 Direct
Class A Common Stock 4,467 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2005 Stock Option Grant (right to buy) $31.75 2007-04-06 2015-04-06 10,800 10,800 Direct
Class A Common 2006 Stock Option Grant (right to buy) $46.37 2008-04-04 2016-04-04 10,800 10,800 Direct
Class A Common 2007 Stock Option Grant (right to buy) $65.35 2009-03-29 2017-03-29 10,800 10,800 Direct
Class A Common 2009 Stock Option Grant (right to buy) $7.80 2010-04-21 2019-04-21 10,966 10,966 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-04-06 10,800 10,800 Direct
2016-04-04 10,800 10,800 Direct
2017-03-29 10,800 10,800 Direct
2019-04-21 10,966 10,966 Direct
Footnotes
  1. Shares are held in street account. 1,893 shares vested 4/08/2015; 2,261 shares vested 4/11/2015; vested shares were transferred to this account.
  2. The price $20.53761 represents a weighed average of purchase prices ranging from $20.525 per share to $20.55 per share. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  3. 2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016. 1,893 shares vested 4/08/2015 and were transferred to the street account. See footnote 1.
  4. 2015 Restricted Stock Grant - 100% vest on 3/26/2016.
  5. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  6. 2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
  7. 2007 Stock Option Grant - 25% exercisable on 3/29/2009; 25% exercisable on 3/29/2010; and 50% exercisable on 3/29/2011.
  8. 2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.