Filing Details
- Accession Number:
- 0000928054-15-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-09-15 16:16:06
- Reporting Period:
- 2015-05-29
- Filing Date:
- 2015-09-15
- Accepted Time:
- 2015-09-15 16:16:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1434793 | A Steven Reeves | 10603 W. Sam Houston Pkwy. N Ste. 300 Houston TX 77064 | Exec. Vp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-05-29 | 162,926 | $0.00 | 92,970 | No | 4 | G | Direct | |
| Common Sotck | Acquisiton | 2015-05-29 | 162,926 | $0.00 | 162,926 | No | 4 | G | Indirect | Linda Jo Reeves Living Trust |
| Common Sotck | Disposition | 2015-09-14 | 41,934 | $18.84 | 120,992 | No | 4 | S | Indirect | Linda Jo Reeves Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | Linda Jo Reeves Living Trust |
| No | 4 | S | Indirect | Linda Jo Reeves Living Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 21,087 | Indirect | Flotek 401K |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | $9.19 | 2012-04-08 | 2017-04-07 | 200,000 | 200,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-04-07 | 200,000 | 200,000 | Direct |
Footnotes
- Mr. Reeves is a trustee and beneficiary of the named trust. Mr. Reeves disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Disposition on September 14, 2015, of 41,934 shares at $18.8423 per share pursuant to a Rule 10b5-1 Trading Plan.
Billionaire Hedge Funds
