Filing Details

Accession Number:
0001144204-15-055030
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-15 16:07:22
Reporting Period:
2015-09-14
Filing Date:
2015-09-15
Accepted Time:
2015-09-15 16:07:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463972 Vuzix Corp VUZI Radio & Tv Broadcasting & Communications Equipment (3663) 043392453
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475077 J Paul Travers 2166 Brighton Henrietta Townline Road
Rochester NY 14623
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-14 500 $4.75 2,549,962 No 4 P Direct
Common Stock Acquisiton 2015-09-15 500 $4.72 2,550,462 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Following this purchase, 1,679,962 share were held directly by Mr. Travers and 870,000 shares were held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015.
  2. 1,680,462 share are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015.