Filing Details

Accession Number:
0001181431-11-007355
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-04 11:12:59
Reporting Period:
2011-02-02
Filing Date:
2011-02-04
Accepted Time:
2011-02-04 11:12:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227025 Neophotonics Corp NPTN Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488404 Daniel James Fay 2911 Zanker Road
San Jose CA 94134
Vp, Cfo & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-02 1,000 $14.00 39,919 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct