Filing Details

Accession Number:
0001246360-15-003085
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-14 20:14:08
Reporting Period:
2015-09-10
Filing Date:
2015-09-14
Accepted Time:
2015-09-14 20:14:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
800459 Harman International Industries Inc HAR Household Audio & Video Equipment (3651) 112534306
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454377 David Slump 400 Atlantic Street, Suite 1500
Stamford CT 06901
Evp, Operations No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-10 6,503 $0.00 31,259 No 4 M Direct
Common Stock Acquisiton 2015-09-10 11,001 $0.00 42,260 No 4 A Direct
Common Stock Disposition 2015-09-11 5,133 $96.74 37,127 No 4 S Direct
Common Stock Disposition 2015-09-11 3,437 $97.34 33,690 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Share Unit Disposition 2015-09-10 6,503 $0.00 6,503 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Each restricted share unit represents a contingent right to receive one share of Harman's common stock.
  2. The vesting of the 11,001 share grant is generally subject to the achievement of certain performance metrics and the continued employment of the reporting person.
  3. Restricted share units vest fully 3 years from the date of grant.
  4. Represents the aggregate number of shares of Issuer common stock sold to cover taxes due upon vesting of the restricted share units reported in Column 4.
  5. This sale price represents the weighted average sale price of the shares sold ranging from $96.55 to $96.9433 per share. Upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  6. This sale price represents the weighted average sale price of the shares sold ranging from $96.96 to $97.74 per share. Upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.