Filing Details

Accession Number:
0001493152-15-004338
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-14 19:03:39
Reporting Period:
2015-09-11
Filing Date:
2015-09-14
Accepted Time:
2015-09-14 19:03:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162896 Wizard World Inc. WIZD Services-Amusement & Recreation Services (7900) 980357690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1546596 Michael John Macaluso C/O Wizard World, Inc.
2201 Park Place, Suite 101
El Segundo CA 90245
Ceo, President, Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2015-09-11 20,000 $0.37 8,500,213 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Mr. Macaluso currently owns: (i) 8,500,213 shares of common stock; (ii) 2,900,000 stock options at an exercise price of $0.44 per share, of which all options have vested as of today; (iii) 120,000 stock options at an exercise price of $0.40 per share, of which all options have vested as of today; (iv) 900,000 stock options at an exercise price of $1.00 per share, which shall vest quarterly over the period beginning on March 19, 2015 and ending March 18, 2016, of which approximately 440,766 options have vested as of today; (v) 900,000 stock options at an exercise price of $1.25 per share, which shall vest quarterly over the period beginning on March 19, 2016 and ending March 18, 2017; and (vi) 900,000 stock options at an exercise price of $1.50 per share, which shall vest quarterly over the period beginning on March 18, 2017 and ending March 18, 2018.