Filing Details

Accession Number:
0000899243-15-004761
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-14 17:22:35
Reporting Period:
2015-09-10
Filing Date:
2015-09-14
Accepted Time:
2015-09-14 17:22:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610532 Hortonworks Inc. HDP Services-Prepackaged Software (7372) 371634325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626708 Herbert Cunitz C/O Hortonworks, Inc.
5470 Great America Parkway
Santa Clara CA 95054
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-09-10 750 $24.27 241,750 No 4 S Indirect See Footnote
Common Stock Disposition 2015-09-10 750 $24.27 241,750 No 4 S Indirect See Footnote
Common Stock Disposition 2015-09-10 750 $24.27 869,443 No 4 S Indirect See Footnote
Common Stock Disposition 2015-09-11 750 $24.00 241,000 No 4 S Indirect See Footnote
Common Stock Disposition 2015-09-11 750 $24.00 241,000 No 4 S Indirect See Footnote
Common Stock Disposition 2015-09-11 750 $24.00 868,693 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $23.99 to $24.56 per share. The reporting person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the reporting person at each separate price within the range.
  2. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $23.70 to $24.42 per share. The reporting person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the reporting person at each separate price within the range.
  3. These transactions were executed pursuant to a 10b5-1 trading plan executed on March 8, 2015
  4. Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Jaclyn L. Cunitz
  5. Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Graham M. Cunitz
  6. Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Herbert D. Cunitz Trust dated March 17, 2000