Filing Details

Accession Number:
0000950138-15-000628
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-14 08:33:37
Reporting Period:
2015-09-10
Filing Date:
2015-09-14
Accepted Time:
2015-09-14 08:33:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890491 Barnes & Noble Inc BKS Retail-Miscellaneous Shopping Goods Stores (5940) 061196501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
927587 Leonard Riggio C/O Barnes &Amp; Noble, Inc.
122 Fifth Avenue
New York, NY 10011
Chairman Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-10 650,000 $12.63 8,244,491 No 4 P Direct
Common Stock Acquisiton 2015-09-11 350,000 $12.52 8,594,491 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,029,141 Indirect By Trust and Corp.
Footnotes
  1. The price reported in Column 4 is a weighted average share price. These shares were purchased in multiple transactions at per share prices ranging from $12.27 to $12.83, inclusive. The Reporting Person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. The price reported in Column 4 is a weighted average share price. These shares were purchased in multiple transactions at per share prices ranging from $12.30 to $12.91, inclusive. The Reporting Person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 2 to this Form 4.
  3. Of these shares, 712,473 shares are owned indirectly in a rabbi trust established by the Issuer for the benefit of the Reporting Person, and the remaining 2,316,668 shares are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and his wife, Louise Riggio. An additional 1,428,500 shares are owned by The Riggio Foundation, a charitable trust of which Mr. and Mrs. Riggio are the co-trustees.