Filing Details

Accession Number:
0001179110-15-013254
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-11 16:03:26
Reporting Period:
2015-09-09
Filing Date:
2015-09-11
Accepted Time:
2015-09-11 16:03:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547546 Five Oaks Investment Corp. OAKS Real Estate Investment Trusts (6798) 454966519
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1572429 A. Neil Cummins C/O Five Oaks Investment Corp.
540 Madison Avenue, 19Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-09 2,969 $6.61 16,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.55 to $6.67, inclusive. The reporting person undertakes to provide to Five Oaks Investment Corp., any security holder of Five Oaks Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.