Filing Details

Accession Number:
0001209191-15-070293
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-09-11 12:17:52
Reporting Period:
2015-09-11
Filing Date:
2015-09-11
Accepted Time:
2015-09-11 12:17:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1048685 Metalico Inc MEA Secondary Smelting & Refining Of Nonferrous Metals (3341) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1370774 Kevin Whalen 186 North Avenue East
Cranford NJ 07016
Svp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-09-11 32,239 $0.60 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Rights to Deferred Stock Disposition 2015-09-11 3,500 $0.60 3,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-09-11 2015-09-11 No 4 S Direct
Footnotes
  1. Includes 3,577 shares beneficially owned by Reporting Person's children and 200 shares beneficially owned by Reporting Person's wife.
  2. All equity interests sold in accordance with the Agreement and Plan of Merger dated as of June 15, 2015, by and among Total Merchant Limited, TM Merger Sub Corp. and the Issuer, as amended (the "Merger Agreement").
  3. Options at various exercise prices held by the Reporting Person terminated upon consummation of the merger contemplated under the Merger Agreement described in fn 1.